Asymptotic Estimates in Information Theory with Non-Vanishing Error Probabilities

This monograph presents a unified treatment of single- and multi-user problems in Shannon's information theory where we depart from the requirement that the error probability decays asymptotically in the blocklength. Instead, the error probabilities for various problems are bounded above by a non-vanishing constant and the spotlight is shone on achievable coding rates as functions of the growing blocklengths. This represents the study of asymptotic estimates with non-vanishing error probabilities. In Part I, after reviewing the fundamentals of information theory, we discuss Strassen's seminal result for binary hypothesis testing where the type-I error probability is non-vanishing and the rate of decay of the type-II error probability with growing number of independent observations is characterized. In Part II, we use this basic hypothesis testing result to develop second- and sometimes, even third-order asymptotic expansions for point-to-point communication. Finally in Part III, we consider network information theory problems for which the second-order asymptotics are known. These problems include some classes of channels with random state, the multiple-encoder distributed lossless source coding (Slepian-Wolf) problem and special cases of the Gaussian interference and multiple-access channels. Finally, we discuss avenues for further research.Comment: Further comments welcom

A Formula for the Capacity of the General Gel'fand-Pinsker Channel

We consider the Gel'fand-Pinsker problem in which the channel and state are general, i.e., possibly non-stationary, non-memoryless and non-ergodic. Using the information spectrum method and a non-trivial modification of the piggyback coding lemma by Wyner, we prove that the capacity can be expressed as an optimization over the difference of a spectral inf- and a spectral sup-mutual information rate. We consider various specializations including the case where the channel and state are memoryless but not necessarily stationary.Comment: Accepted to the IEEE Transactions on Communication

Second-Order Asymptotics for the Classical Capacity of Image-Additive Quantum Channels

We study non-asymptotic fundamental limits for transmitting classical information over memoryless quantum channels, i.e. we investigate the amount of classical information that can be transmitted when a quantum channel is used a finite number of times and a fixed, non-vanishing average error is permissible. We consider the classical capacity of quantum channels that are image-additive, including all classical to quantum channels, as well as the product state capacity of arbitrary quantum channels. In both cases we show that the non-asymptotic fundamental limit admits a second-order approximation that illustrates the speed at which the rate of optimal codes converges to the Holevo capacity as the blocklength tends to infinity. The behavior is governed by a new channel parameter, called channel dispersion, for which we provide a geometrical interpretation.Comment: v2: main results significantly generalized and improved; v3: extended to image-additive channels, change of title, journal versio

Asymmetric Evaluations of Erasure and Undetected Error Probabilities

The problem of channel coding with the erasure option is revisited for discrete memoryless channels. The interplay between the code rate, the undetected and total error probabilities is characterized. Using the information spectrum method, a sequence of codes of increasing blocklengths $n$ is designed to illustrate this tradeoff. Furthermore, for additive discrete memoryless channels with uniform input distribution, we establish that our analysis is tight with respect to the ensemble average. This is done by analysing the ensemble performance in terms of a tradeoff between the code rate, the undetected and the total errors. This tradeoff is parametrized by the threshold in a generalized likelihood ratio test. Two asymptotic regimes are studied. First, the code rate tends to the capacity of the channel at a rate slower than $n^{-1/2}$ corresponding to the moderate deviations regime. In this case, both error probabilities decay subexponentially and asymmetrically. The precise decay rates are characterized. Second, the code rate tends to capacity at a rate of $n^{-1/2}$. In this case, the total error probability is asymptotically a positive constant while the undetected error probability decays as $\exp(- b n^{ 1/2})$ for some $b>0$. The proof techniques involve applications of a modified (or "shifted") version of the G\"artner-Ellis theorem and the type class enumerator method to characterize the asymptotic behavior of a sequence of cumulant generating functions.Comment: 28 pages, no figures in IEEE Transactions on Information Theory, 201

Second-Order Asymptotics for the Discrete Memoryless MAC with Degraded Message Sets

This paper studies the second-order asymptotics of the discrete memoryless multiple-access channel with degraded message sets. For a fixed average error probability $\epsilon\in(0,1)$ and an arbitrary point on the boundary of the capacity region, we characterize the speed of convergence of rate pairs that converge to that point for codes that have asymptotic error probability no larger than $\epsilon$, thus complementing an analogous result given previously for the Gaussian setting.Comment: 5 Pages, 1 Figure. Follow-up paper of http://arxiv.org/abs/1310.1197. Accepted to ISIT 201